# Item response theory

In psychometrics, **item response theory** (IRT) is a body of theory describing the application of mathematical models to data from questionnaires and tests as a basis for measuring things such as abilities and attitudes.

IRT models are mathematical functions that specify the probability of a discrete outcome, such as a correct response to an item, in terms of person and item parameters. Person parameters may, for example, represent the ability of a student or the strength of a person's attitude. Item parameters include difficulty (location), discrimination (slope), and pseudoguessing (lower asymptote). Items may be questions that have incorrect and correct responses, or statements on questionnaires that allow respondents to indicate level of agreement.

Among other things, as a body of theory, IRT provides a basis for evaluating how well assessments work, and how well individual questions on assessments work. In education, Psychometricians apply IRT in order to achieve tasks such as developing and refining exams, maintaining banks of items for exams, and equating for the difficulties of successive versions of exams (for example, to allow comparisons between results over time).

IRT is often referred to as *latent trait theory*, *strong true score theory*, or *modern mental test theory* and is distinguished from Classical test theory.

## Overview

IRT models are used as a basis for statistical estimation of parameters that represent the 'locations' of persons and items on a latent continuum or, more correctly, the magnitude of the latent trait attributable to the persons and items. For example, in attainment testing, estimates may be of the magnitude of a person's ability within a specific domain, such as reading comprehension. Once estimates of relevant parameters have been obtained, statistical tests are usually conducted to gauge the extent to which the parameters predict item responses given the model used. Stated somewhat differently, such tests are used to ascertain the degree to which the model and parameter estimates can account for the structure of and statistical patterns within the response data, either as a whole, or by considering specific subsets of the data such as response vectors pertaining to individual items or persons. This approach permits the central hypothesis represented by a particular model to be subjected to empirical testing, as well as providing information about the psychometric properties of a given assessment, and therefore also the quality of estimates.

From the perspective of more traditional approaches, such as classical test theory, an advantage of IRT is that it potentially provides information that enables a researcher to improve the reliability of an assessment. This is achieved through the extraction of more sophisticated information regarding psychometric properties of individual assessment items. IRT is sometimes referred to using the word *strong* as in *strong true score theory* or *modern* as in *modern mental test theory* because IRT is a more recent body of theory and makes more explicit the hypotheses that are implicit within Classical test theory.

IRT models are often referred to as *latent trait models*. The term *latent* is used to emphasise that discrete item responses are taken to be *observable manifestations* of the trait or attribute, the existence of which is hypothesized and must be inferred from the manifest responses. The other major body of psychometric theory of relevance to IRT is classical test theory. For tasks that can be accomplished using classical test theory, IRT generally brings greater flexibility and provides more sophisticated information. Some applications, such as computerized adaptive testing are enabled by IRT and cannot reasonably be performed using only classical test theory.

## IRT models

Much of the literature on IRT centers on item response models. A given model constitutes a mathematized hypothesis that the probability of a discrete response to an item is a function of a *person parameter* (or, in the case of multidimensional item response theory, a vector of person parameters) and one or more *item parameters*. For example, in the *three parameter logistic* (3PL) model, the probability of a correct response to an item *i* is:

where is the person parameter and , , and are item parameters. The parameter represents the item location which, in the case of attainment testing, is referred to as the item difficulty. The item parameter represents the discrimination of the item: that is, the degree to which the item discriminates between persons in different regions on the latent continuum. This parameter characterizes the slopes of item characteristic curves (ICCs). For items such as multiple choice, the parameter is used in attempt to account for the effects of guessing on the probability of a correct response.

This logistic model relates the level of the person parameter and item parameters to the probability of responding correctly. The constant *D* has the value 1.701 which rescales the logistic function to closely approximate the cumulative normal ogive; specifically, such that the probability differs by no more than 0.01 across the range of the function. The model was originally developed using the normal ogive but the logistic model with the rescaling provides virtually the same model while greatly simplifying computations involved with its application.

The graph that maps location on the latent continuum to probability for a given item, across levels of the trait, is called the *item characteristic curve* (ICC) or, less commonly, *item response function*.

The person parameter represents the magnitude of *latent trait* of the individual. The estimate of the person parameter is derived from the individual's total score on the assessment, which is a weighted score when the model contains item discrimination parameters. The latent trait is the human capacity or attribute measured by the test. It might be a cognitive ability, physical ability, skill, knowledge, attitude, personality characteristic, etc. In a one dimensional model such as the one above, this trait is analogous to a single factor in factor analysis. Individual items or individuals might have secondary factors but these are assumed to be mutually independent and collectively orthogonal.

The item parameters simply determine the shape of the ICC and in some cases may not have a direct interpretation. In this case, however, the parameters are commonly interpreted as follows. The parameter *b* is considered to reflect an item's difficulty. Note that this model scales the item's difficulty and the person's trait onto the same continuum. Thus, it is valid to talk about an item being about as hard as Person A's trait level or of a person's trait level being about the same as Item Y's difficulty, in the sense that successful performance of the task involved with an item reflects a specific level of ability. The parameter *a* reflects how steeply the ICC rises and thus indicates the degree to which the item distinguishes between the levels of trait of individuals across the continuum. The final parameter, *c*, is the asymptote of the ICC on the left-hand side. Thus it indicates the probability that very low ability individuals will get this item correct by chance.

This model requires a single trait dimension and a binary outcome; i.e. it is a dichotomous, one dimensional model. Another class of models apply to polytomous outcomes. For example, the polytomous Rasch model is a generalisation of the Rasch model that applies to polytomous data; i.e. data in two or more ordered categories. In addition, a class of functions model response data hypothesized to arise from multiple traits.

## Perspectives on Rasch models: the data-model relationship

The Rasch model for dichotomous data is often regarded as a special case of the two parameter logistic (2PL) model, and therefore the 3PL model. Andrich (1989) referred to two prevailing views on the relationship between Lord's 3PL and Rasch's model. In one, the 3PL is a generalisation of the Rasch model because if the relevant parameters are specified as 0 and 1, the 3PL reduces to the Rasch model. In the other view, the 3PL is not a generalisation of the Rasch model because the 3PL cannot follow mathematically from Rasch's (1960,1961) specifications for the invariance of comparisons, which follows from the separability of the parameters.

Before identifying the widely known Rasch model for dichotomous data, Rasch (1960) employed the Poisson distribution as model for measurement. This model shares with the dichotomous model the property of separability of person and item parameters. If Rasch models are defined in terms of this distinguishing property, then the 2PL and 3PL are not generalisations of the Rasch model because they fail to preserve this property. Consistent with this, the 2PL and 3PL have no well-defined connection to Rasch's multiplicative Poisson model. Thus, whether the Rasch model is seen as a specifical case of IRT models is a matter of both the definition of what is a *Rasch model*, and the perceived purpose of using an item response model.

IRT models are generally used with the intention of describing a set of data as well as possible. Parameters are modified and accepted or rejected based on how well they fit the data. In contrast, when the Rasch model is employed, the objective is to obtain data which conform with the model in order to meet requirements of measurement (Andrich, 2004). Rasch (1960) showed the congruence of the separability of parameters with measurement in the physical sciences. Accordingly, proponents of Rasch measurement models assert that only data which conform with Rasch models satisfy the requirements of fundamental measurement (e.g. Wright, 1992). Estimation of parameters is more straight forward in Rasch models due to the presence of sufficient statistics (e.g. Fischer & Molenaar, 1995).

From the perspective of modelling data, however, the Rasch model is a special case of the 2PL and hence it is often referred to as the one parameter model. The reason for the name *two parameter logistic model* is that the discrimination parameter is conceived as a second item parameter. This label implies that discrimination parameters are conceived as pertaining only to items, whereas Rasch (1977) emphasised the importance of the frame of reference for measurement as a whole. In the Rasch framework, therefore, discrimination cannot be regarded as something pertaining only to items. This is an additional distinction between the perspectives inherent in the use of the different models and the terminology employed by different authors.

## Information

One of the major contributions of item response theory is the extension of the concept of reliability. Traditionally, reliability refers to the precision of measurement (i.e., the degree to which measurement is free of error). And traditionally, it is measured using a single index defined in various ways, such as the ratio of true and observed score variance. This index is helpful in characterizing a test's average reliability, for example in order to compare two tests. But IRT makes it clear that precision is not uniform across the entire range of test scores. Scores at the edges of the test's range, for example, generally have more error associated with them than scores closer to the middle of the range.

Item response theory advances the concept of item and test information to replace reliability. Information is also a *function* of the model parameters. For example, according to Fisher information theory, the item information supplied in the case of the Rasch model for dichotomous response data is simply the probability of a correct response multiplied by the probability of an incorrect response, or,

The standard error of estimation (SE) is the reciprocal of the test information of at a given trait level, is the

Thus more information implies less error of measurement.

For other models, such as the two and three parameters models, the discrimination parameter plays an important role in the function. The item information function for the two parameter model is

In general, item information functions tend to look bell-shaped. Highly discriminating items have tall, narrow information functions; they contribute greatly but over a narrow range. Less discriminating items provide less information but over a wider range.

Plots of item information can be used to see how much information an item contributes and to what portion of the scale score range. Because of local independence, item information functions are additive. Thus, the test information function is simply the sum of the information functions of the items on the exam. Using this property with a large item bank, test information functions can be shaped to control measurement error very precisely.

Characterizing the accuracy of test scores is perhaps the central issue in psychometric theory and is a chief difference between IRT and CTT. IRT findings reveal that the CTT concept of reliability is a simplification. In the place of reliability, IRT offers the test information function which shows the degree of precision at different values of theta.

These results allow psychometricians to (potentially) carefully shape the level of reliability for different ranges of ability by including carefully chosen items. For example, in a certification situation in which a test can only be passed or failed, where there is only a single "cut-score," and where the actually passing score is unimportant, a very efficient test can be developed by selecting only items that have high information near the cut-score. These items generally correspond to items whose difficulty is about the same as that of the cut-score.

## Scoring

After the model is fit to data, each person has a theta estimate. This estimate is their score on the exam. This "IRT score" is computed and interpreted in a very different manner as compared to traditional scores like number or percent correct. However, for most tests, the (linear) correlation between the theta estimate and a traditional score is very high (often it is .95 or more). A graph of IRT scores against traditional scores shows an ogive shape implying that the IRT estimates separate individuals at the borders of the range more than in the middle.

It is worth noting the implications of IRT for test-takers. Tests are imprecise tools and the score achieved by an individual (the *observed score*) is always the true score occluded by some degree of error. This error may push the observed score higher or lower.

Also, nothing about these models refutes human development or improvement. A person may learn skills, knowledge or even so called "test-taking skills" which may translate to a higher true-score.

## A comparison of classical and modern test theory

Classical test theory (CTT) and IRT are largely concerned with the same problems but are different bodies of theory and therefore entail different methods. Although the two paradigms are generally consistent and complementary, there are a number of points of difference:

- IRT makes stronger assumptions than CTT and in many cases provides correspondingly stronger findings; primarily, characterizations of error. Of course, these results only hold when the assumptions of the IRT models are actually met.
- Although CTT results have allowed important practical results, the model-based nature of IRT affords many advantages over analogous CTT findings.
- CTT test scoring procedures have the advantage of being simple to compute (and to explain) whereas IRT scoring generally requires relatively complex estimation procedures (note that in the Rasch model the total score for a person is the sufficient statistic of the person parameter).
- IRT provides several improvements in scaling items and people. The specifics depend upon the IRT model, but most models scale the difficulty of items and the ability of people on the same metric. Thus the difficulty of an item and the ability of a person can be meaningfully compared.
- Another improvement provided by IRT is that the parameters of IRT models are generally not sample- or test-dependent whereas true-score is defined in CTT in the context of a specific test. Thus IRT provides significantly greater flexibility in situations where different samples or test forms are used. These IRT findings are foundational for computerized adaptive testing.

It is worth also mentioning some specific similarities between CTT and IRT which help to understand the correspondence between concepts. First, Lord (1980, p. 33) showed that under the assumption that is normally distributed, discrimination in the 2PL model is approximately a monotonic function of the point-biserial correlation. In particular:

where is the point biserial correlation of item *i*. Thus, if the assumption holds, where there is a higher discrimination there will generally be a higher point-biserial correlation.

Another similarity is that while IRT provides for a standard error of each estimate and an information function, it is also possible to obtain an index for a test as a whole which is directly analogous to Cronbach's alpha, called the *separation index*. To do so, it is necessary to begin with a decomposition of an IRT estimate into a true location and error, analogous to decomposition of an observed score into a true score and error in CTT. Let

where is the true location, and is the error association with an estimate. Then is an estimate of the standard deviation of for person with a given weighted score and the separation index is obtained as follows

where the mean squared standard error of person estimate gives an estimate of the variance of the errors, , across persons. The standard errors are normally produced as a by-product of the estimation process (see, for example, Rasch model estimation). The separation index is typically very close in value to Cronbach's alpha (Andrich, 1982).

## See also

- Psychometrics
- Differential item functioning
- Person-fit analysis
- Standardized test
- Classical test theory
- Rasch model
- Scale (social sciences)

## References

- Andrich, D. (1982). An index of person separation in latent trait theory, the traditional KR.20 index, and the Guttman scale response pattern.
*Education Research and Perspectives*, 9, 95-104. - Andrich, D (1989), Distinctions between assumptions and requirements in measurement in the Social sciences", in Keats, J.A, Taft, R., Heath, R.A, Lovibond, S (Eds),
*Mathematical and Theoretical Systems*, Elsevier Science Publishers, North Holland, Amsterdam, pp.7-16. - Andrich, D. (2004). Controversy and the Rasch model: a characteristic of incompatible paradigms?
*Medical Care*, 42, 1-16. - Fischer, G.H. & Molenaar, I.W. (1995).
*Rasch Models: Foundations, Recent Developments, and Applications*. New York: Springer. - Hambleton, R. K., Swaminathan, H., & Rogers, H. J. (1991).
*Fundamentals of Item Response Theory*. Newbury Park, CA: Sage Press. - Lord, F.M. (1980).
*Applications of item response theory to practical testing problems*. New Jersey: Lawrence Erlbaum Associates, Inc. - Rasch, G. (1960/1980).
*Probabilistic models for some intelligence and attainment tests*. (Copenhagen, Danish Institute for Educational Research), expanded edition (1980) with foreword and afterword by B.D. Wright. Chicago: The University of Chicago Press. - Rasch, G. (1977). On Specific Objectivity: An attempt at formalizing the request for generality and validity of scientific statements.
*The Danish Yearbook of Philosophy*, 14, 58-93. - Thissen, D. & Orlando, M. (2001). Item response theory for items scored in two categories. In D. Thissen & Wainer, H. (Eds.),
*Test Scoring*(pp. 73-140). Mahwah, NJ: Lawrence Erlbaum Associates, Inc. - Wright, B.D. (1992).
*IRT in the 1990s: Which Models Work Best?*Rasch measurement transactions, 6:1, 196-200

## Additional reading

Many books have been written that address item response theory or contain IRT or IRT-like models. This is a partial list, focusing on texts that provide more depth.

- Lord, F.M. (1980).
*Applications of item response theory to practical testing problems.*Mahwah, NJ: Erlbaum.

This book summaries much of Lord's IRT work, including chapters on the relationship between IRT and classical methods, fundamentals of IRT, estimation, and several advanced topics. Its estimation chapter is now dated in that it primarily discusses joint maximum likelihood method rather than the marginal maximum likelihood method implemented by Darrell Bock and his colleagues.

- Embretson, S. and Reise, S. (2000).
*Item response theory for psychologists.*Mahwah, NJ: Erlbaum.

This book is an accessible introduction to IRT, aimed, as the title says, at psychologists.

- Baker, Frank (2001). The Basics of Item Response Theory. ERIC Clearinghouse on Assessment and Evaluation, University of Maryland, College Park, MD.

This introductory book is by one of the pioneers in the field, and is available online at [1]

- Van der Linden, W.J. & Hambleton, R.K. (Eds.) (1997).
*Handbook of modern item response theory.*New York: Springer.

This book provides a comprehensive overview regarding various popular IRT-models. It is well suited for persons who already have gained basic understanding of IRT.

- De Boeck, P., & Wilson, M. (Eds.) (2004).
*Explanatory Item Response Models. A Generalized Linear and Nonlinear Approach.*New York: Springer.

This volume shows an integrated introduction to item response models, mainly aimed at practitioners (researchers and graduate students).